期刊论文

The Origins, Legal Changes and Teachings of UK Financial Supervision

中文

商业研究

1001-148X

2018

8

99-107

10.13902/j.cnki.syyj.2018.08.012

国家法治与法学理论研究项目(13SFB3036)/教育部哲学社会科学研究重大课题攻关项目(14JZD008)/华中师范大学中央高校基本科研业务费(人文社科类)重大培育项目(CCNU17Z02005)

本校为其他机构

金融监管体系的法律变革往往是金融监管的风向标,英国在2012年、2013年、2016年曾先后对其金融监管体系做出了三次根本性的变革,考察其法律变革进程会发现:一是将"促进部门多元化和竞争"与"防范风险"作为金融监管的两大监管目标;二是以强化中央银行的监管职能为核心,不断加强宏观与微观双重监管;三是注重金融监管部门之间的协调与合作,创新协作监管机制;四是始终将金融消费者、 投资者的权益保护置于重要地位.这些举措对推进我国金融监管体系创新改革具有借鉴意义.

The legal changes of financial supervision system are always the signal of financial supervision. The UK has made three fundamental changes to its financial supervision system in 2012,2013 and 2016. By studying its process of legal changes,we can find the two targets ＂promoting the diversification and competition of the department＂and ＂preventing risks＂are both weighed in financial supervision; strengthening the supervision function of the central bank both on macro supervision and micro supervision; we should always pay attention to the co...